Regulation And Compliance In Operations

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ISBN:9780750654876
Editorial: Butterworth-Heinemann
Fecha de la edición:2003
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Dimensiones: 0 cm x 0 cm
Nº Pág.:192
Idiomas:Ingles,Inglés

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The importance of regulation is often understood in general terms and the role of compliance basically recognized, and yet the importance of both in the context of an operations team is not often fully understood. This text aims to dispel the myths about regulation and compliance as it analyses what the terms mean in the context of practical operations management. Domestic UK and US, as well as international, regulation is reviewed with examples of the objectives given. The role of compliance in dealing with key regulatory points is also covered, as well as client money, money laundering and insider dealing. The authors look at the different regulatory and compliance issues for operations teams in banks, brokers and institutions.