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Investment Adviser'S Legal And Compliance Guide

Investment Adviser'S Legal And Compliance Guide

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  • ISBN:9780735550926
  • Editorial: Aspen Institute
  • Fecha de la edición:
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  • Nº Pág.:534
  • Idiomas:Ingles,Inglés

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O'Malley, a partner in the Investment Management Group at Schulte & Zabel LLP has prepared this work. He's been in SEC's Division of Enforcement, consulted for Price Waterhouse and wrote The Regulation of Hedge Fund Managers by the SEC. The loose-leaf three-ring binder contains a guide to assist attorneys and advisers in drafting and reviewing poli

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