Compliance and Regulation in the International Financial Services Industry

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Callioni, Patrick

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ISBN:9781906403027
Editorial: Global Professional Publishing
Fecha de la edición:2008
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Nº Pág.:400
Idiomas:Español

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Can compliance be turned into a competitive advantage, rather
than a driver of costs? Are financial institutions merely passive
recipients of government intervention or is it possible for smart
corporates to play a role in shaping regulation and compliance,
nationally and internationally?
This book addresses these challenges and explores all these
opportunities. It provides a detailed guidance for those who are
responsible for designing and applying compliance regimes in
companies. Understanding the context is essential to anyone
wishing to extract value from compliance, possibly turning a cost
centre into a competitive advantage

Preface
Introduction 1
Ch. 1 Banking 21
Ch. 2 Why regulate? 45
Ch. 3 How do we regulate? 69
Ch. 4 Enabling compliance 107
Ch. 5 Generic strategies for compliance 127
Bibliography 195
Index 213